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Leave Management & Compliance: What Employers Must Know During Open Enrollment

Updated: Sep 13

Get your HR team aligned for Open Enrollment with a compliant leave management strategy. Learn how FMLA, ADA, and state laws impact your policies and planning.


Leave management is a critical HR function that goes far beyond tracking vacation or sick days. It is a compliance-heavy area that intersects with federal, state, and local employment laws—and it becomes even more important during Open Enrollment season when employees review benefit options and ask questions about time off eligibility.


Let’s break down how employers can proactively manage leave while aligning this strategy with their benefits planning.


What is Leave Management?


Leave management refers to the process of handling employee absences in a structured, compliant, and consistent way. This includes:


  • Federal Leave Mandates→ Family and Medical Leave Act (FMLA)

  • Disability-related Accommodations→ Americans with Disabilities Act (ADA)

  • State-Specific Leave Laws→ Paid Family Leave, Paid Sick Leave, etc.


Whether employees are planning maternity leave, recovering from surgery, or caring for a family member, your policies must clearly explain the types of leave available, how to request them, and what protections are in place.


Healthcare professional conducting a check-up as part of leave management protocol, ensuring well-being and readiness for work.
Healthcare professional conducting a check-up as part of leave management protocol, ensuring well-being and readiness for work.

FMLA: Family and Medical Leave Act


FMLA entitles eligible employees to 12 weeks of unpaid, job-protected leave per year for reasons including:

  • Serious personal health condition

  • Caring for a spouse, child, or parent with a health issue

  • Birth or adoption of a child

  • Military family caregiving or exigency


FMLA Compliance Tips for Employers:

  • Confirm eligibility (12 months employed, 1,250 hours worked)

  • Provide required forms:

    • WH-381 – Notice of Eligibility and Rights

    • WH-382 – Designation Notice

  • Keep documentation secure and confidential

  • Ensure employees return to same or equivalent position


💡 Tip: Update your FMLA policy in the employee handbook before Open Enrollment to ensure clarity and compliance.

ADA: Americans with Disabilities Act


Under the ADA, employers must provide reasonable accommodations to qualified employees with disabilities. This may include:


  • Intermittent or extended unpaid leave

  • Modified schedules or duties

  • Remote work options (when feasible)


ADA Compliance Checklist:


  • Evaluate whether the condition qualifies as a disability

  • Engage in the interactive process to identify accommodations

  • Document discussions and outcomes

  • Apply accommodations consistently

  • Train managers to recognize and support ADA-related requests

Reminder: Include ADA guidance in your Open Enrollment FAQs or live sessions to reduce confusion about available resources.

State-Specific Leave Laws: Know What Applies


Some states and cities offer more generous or separate leave protections, including:


  • Paid Family Leave (PFL): CA, NY, NJ

  • State disability leave programs

  • Local Paid Sick Leave Ordinances: Often in cities like San Francisco, Seattle, and NYC


To Stay Compliant:


✔ Identify which laws apply based on employee work location

✔ Track leave eligibility and usage separately from FMLA

✔ Provide all required state-specific notices and forms

✔ Update leave policies annually in tandem with open enrollment planning.


Why Tie Leave Management Into Open Enrollment?


While Open Enrollment is focused on selecting benefits, it’s also the ideal time to review and update leave policies—since many benefits (like short-term disability or parental leave coverage) directly tie into how leave is administered.


  • Employees need to understand how their leave rights and benefits work together

  • HR needs to ensure that leave-related benefits (like STD/LTD or PFL) are reflected accurately in the benefits portal

  • It gives HR a chance to communicate changes clearly and proactively, reducing confusion during the year


Pro Tip: Sync Your Leave Policy with Your Benefit Offerings


Aligning leave management with benefit options ensures your HR policies are not only compliant—but strategic. For example:

Leave Type

Related Benefit

Why It Matters

Maternity Leave

Short-Term Disability (STD)

Employees may use STD during unpaid FMLA leave

Caregiving Leave

Paid Family Leave (PFL)

Employees may be eligible under state laws

Extended Sick Leave

Long-Term Disability (LTD)

Coordination ensures financial support continues


Final Thoughts


Leave management should never be an afterthought. During Open Enrollment, take the opportunity to:


  • Audit your leave policies

  • Communicate leave benefits and rights

  • Update your handbook and portal

  • Ensure legal compliance across all levels


A compliant, well-communicated leave policy reinforces your commitment to employee well-being while minimizing risk and confusion.


Downloadable Resource


📄Leave Management Checklist for Employers

A must-have tool to audit your FMLA, ADA, and state leave policies. 👇


HR Compliance Checklist: ADA
Buy Now

HR Compliance Checklist: FMLA
Buy Now

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Need a Leave Compliance Review?

Let Ahrise Consultant Group help you align your leave policies with your open enrollment strategy—so you stay compliant, transparent, and employee-ready.


👉 Schedule a 15-minute HR compliance consultation today



📚 And read our full HR Pillars Series to ensure every corner of your people strategy is compliant and aligned.

Watch: Think Open Enrollment is only about health insurance? Think again...| Ahrise Consultant Group



Disclaimer: This content is for informational purposes and does not replace legal guidance



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